Anti-Money Laundering
Noncompliance with evolving regulations can bring harsh penalties and damage your reputation.
Strict enforcement and fines into the hundreds of millions of dollars have raised the stakes in the battle against suspicious financial and property transactions. The back alley cash in a briefcase has given way to sophisticated business fronts and international wires.
If your organization accepts or sends funds by cash, checks, money orders, wires or other transfers, you could be a victim of fraud, corruption and money laundering tactics.
Robust Anti-Money Laundering Services
Organizations of all types and sizes can benefit from Marcum’s customized approach to AML compliance.
Following a rigorous risk assessment, our risk professionals can help you create and implement an AML compliance program designed to monitor, detect and deter fraud and money-laundering activities. Core AML services include:
- Overseeing development and implementation of a fraud, bribery and AML compliance policy and program.
- Providing guidance on regulatory requirements, and internal policies and controls.
- Periodically providing targeted and mandatory independent assessments on the adequacy and effectiveness of internal controls.
- Assisting with the establishment of a board- or executive-level committee for ongoing monitoring for fraud, bribery and money laundering, and in retaining on-call counsel for whistleblower claims or complaints, or regulatory inquiries.
- Reviewing sources and uses of funds, credit card charge-backs, disbursements, and more.
- Assisting court-appointed monitors in reviewing and reporting on compliance.
- Monitoring and reporting to regulators under Deferred Prosecution Agreements (DPA).
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